Company

The Maritime Financial Group
29 Tenth Avenue Barataria
674-0130

Job Details

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Compliance Assistant
Barataria
Finance and Insurance
~ 3 years experience

Application deadline

2019/01/31

Professional Qualifications Required

5 O’Level/CSEC and 2 A’Level/2 completed CAPE Units (in addition to Communication and Caribbean Studies) Degree in Business Management/Economics/Finance or another related field from a recognised institution Two (2) years Compliance experience or Three (3) - five (5) years working experience at a supervisory level Formal Anti-Money Laundering/Combating Terrorism, Risk Analysis, Office Administration and Report writing would be an asset Basic skills in MS Word/MS Excel/MS Access

Technical / Vocational Skills Required

Not specified.

Job Description

JOB SUMMARY Conduct compliance reviews with the aim of ascertaining regulatory, legislative and general compliance with polices and procedures.

Job Details / Responsibilities

1. Assist in planning the scope of compliance reviews

2. Assist in preparing compliance programmes

3. Perform compliance reviews in a professional manner and as outlined in designed programmes which require:

  • Examination of Companies’ records
  • Obtaining explanations and data to make objective opinions about the adequacy of compliance
  • Review of systems and procedures to determine compliance
  • Preparation of work papers to document the findings

4. Prepare draft reports on assignments

5. Preparation and maintenance of compliance files and general filing requirements

6. Perform procedures necessary to compile reports due to CBTT or any other requested reports and disseminate reports

7. Ensure all regulatory obligations are met by the Company

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